Wednesday, 20 March 2019

  Contact  

Regulatory organisms in America

User Rating: 0 / 5

Star InactiveStar InactiveStar InactiveStar InactiveStar Inactive
 

United States

 

Commodity Futures Trading Commission - CFTC. It was created in 1974 with the mandate to regulate markets in commodity futures and options in the United States. www.cftc.gov

 

Financial Industry Regulatory Authority - FINRA. Founded in 2007, FINRA is dedicated to investor protection and market integrity through effective and efficient regulation, according to complementary compliance and technology-based services. www.finra.org

 

North American Securities Administrators Association - NASAA. Established 1919, NASAA is the oldest international organization devoted to investor protection. www.nasaa.org

 

National Futures Association - NFA. Regulatory organism of the whole industry of the United States,, the NFA creates rules, programs and services that help safeguard market integrity, protect investors and helping members meet their regulatory responsibilities. www.nfa.futures.org

 

NYSE Euronext. It was created on April 4, 2007 by the combination of NYSE Group, Inc. and Euronext NV www.nyse.com

 

Office of the Comptroller of the Currency - OCC. It was created in 1863 as an agency of the Treasury Department of the United States. The OCC regulates and supervises all national banks and federal agencies of foreign banks. www.occ.treas.gov

 

Securities and Exchange Commission - SEC. It protects investors, keeping markets fair, orderly and efficient. www.sec.gov

 

 

CANADA

 

British Columbia Securities Commission - BCSC. Protects and promotes the public interest by promoting a fair market. www.bcsc.bc.ca

 

Investment Industry Regulatory Of Canada - IIROC. It was created in 2008, IIROC is the self-regulatory organization which oversees all investment dealers and trading activity on debt markets and capital in Canada. www.iiroc.ca

Erick Gálvez
Author: Erick GálvezWebsite: http://www.asdforex..comEmail: This email address is being protected from spambots. You need JavaScript enabled to view it.
Administrator
ASDForex manager and professional trader since 2008. I am also Aleforex.com manager where you can view the services that I give
Latest articles Author

The sustained and successful trading is a mixture of perseverance, education and discipline. Forex ASD will find this

Email:

Info@asdforex.com

Skype:

Mercadoforex
Contact Form